Process

Our process seeks to capitalize on anomalies
in behavioral finance that are supported by
academic and in-house research.

We employ proprietary research tools with the ability to evaluate every stock in the appropriate investment universe. The process is simple in nature, but robust in its capability. Our process has remained consistent across bull and bear markets for over 20 years. Discipline is not just a word, it’s absolute.

QUANTITATIVE

  • Proprietary, quantitative research models
  • Evaluate every stock within investment universe
  • Multi-factor model provides initial stock identification

    • QUALITATIVE

  • Identify specific securities for purchase and sale
  • Confirm validity of the quantitative rank
  • Assess overall fit within existing portfolio

    • CONSTRUCTION

  • Below market risk (Beta)
  • Near sector neutral to the equal-weight S&P 500
  • Equally-weighted position size

    • Process

    Our process seeks to capitalize on anomalies in behavioral finance that are supported by academic and in-house research.

    We employ proprietary research tools with the ability to evaluate every stock in the appropriate investment universe. The process is simple in nature, but robust in its capability. Our process has remained consistent across bull and bear markets for over 20 years. Discipline is not just a word, it’s absolute.

    QUANTITATIVE

  • Proprietary, quantitative research models
  • Evaluate every stock within investment universe
  • Multi-factor model provides initial stock identification

    • QUALITATIVE

  • Identify specific securities for purchase and sale
  • Confirm validity of the quantitative rank
  • Assess overall fit within existing portfolio

    • CONSTRUCTION

  • Below market risk (Beta)
  • Near sector neutral to the equal-weight S&P 500
  • Equally-weighted position size

    • FINAL PORTFOLIO

    • Attractive Risk/Reward
    • High Future Potential for Positive
      Estimate Revisions
    • Robust Surprise Earnings Potential
    • Diversified Across 15-17 Sectors
    • High Active Share
    • Fully Invested
    • Below-Market Valuation

    CONCENTRATED

    • 33 Positions in Large Cap
    • 45-50 Positions in Small Cap

    RISK CONTROLS

  • Constantly monitor existing positions
  • Continuous research
  • On-going evaluation of risk

    • SELL DISCIPLINE

  • Strict, quantitative approach
  • Highly disciplined

    • FINAL PORTFOLIO

    • Attractive Risk/Reward
    • High Future Potential for Positive
      Estimate Revisions
    • Robust Surprise Earnings Potential
    • Diversified Across 15-17 Sectors
    • High Active Share
    • Fully Invested
    • Below-Market Valuation

    CONCENTRATED

    • 33 Positions in Large Cap
    • 45-50 Positions in Small Cap

    RISK CONTROLS

  • Constantly monitor existing positions
  • Continuous research
  • On-going evaluation of risk

    • SELL DISCIPLINE

  • Strict, quantitative approach
  • Highly disciplined

    • WAKEFIELD ASSET MANAGEMENT

    7887 East Belleview Avenue Suite 800
    Englewood, CO 80111

    (303) 771-0630

    customerservice@wakefieldinc.com